Question
Which of the following statement is correct? Group of answer choices Premium investment services should be designed in such a way that, while beneficial to
Which of the following statement is correct?
Group of answer choices
Premium investment services should be designed in such a way that, while beneficial to those who are in a position to take advantage of them, they are not unfairly disadvantageous to other classes of clients.
For non-compete agreements, it is important that their clauses be unlimited in time and scope, so as to be enforceable as reasonable by a court of law in case of dispute.
None of the options provided are correct
Financial advisers can deal in hot issue securities to the detriment of their clients. where prior written confirmation is provided to clients and such correspondence is forwarded to the CFA Institute.
Written notification for Standard IV (B) allows for any form of communication that can be retrieved and documented in relation to the employer however notification to the CFA Institute should always include that of registered post.
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