Which of the following statements are correct regarding the Exceptions process?

Select the two responses that apply

- Reporting a Restricted Entity in your account will result in an Exception

- Once you have successfully self - cleared an Exception for a restricted stock , you will never have to attempt the self - clear process for that same stock again

- An Exception is a notice that you must divest

- When you receive an Exception you should respond to the self - clear questions to determine if divestiture is required .