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Which of the following the recrement plans Darbutions are subject to a 10 percent pesty Contributions are made with 100 percent aheraxos Contribuon we made

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Which of the following the recrement plans Darbutions are subject to a 10 percent pesty Contributions are made with 100 percent aheraxos Contribuon we made with 100 percent pretado las Distributions are the prior to age 5 QUESTION 12 Which of the following is true of accredited investors They have a net worth in excess of $200.000 They have not worth of least 1.000.000, excluding any equity, they have in the primary residence They have had an amal income in excess of 100.000 for at least the last two years They have had an anual income in excess of $200.000 for at least the last three years QUESTION 13 A customer, without ging written thoration, may permita registered representatives his judgmentas the security the number of shares the price and timing to enter the order whether to buy or sel QUESTION 14 this mento companies, which type of fund would be MOST Buddy Seagull has imited amount of funds and wants to invest in the pharmaceutical industry but does not want A money and A sector and A balanced fund Aledge fund Which of the following is TRUE regarding qualified retirement plans? Distributions are subject to a 10-percent penalty. Contributions are made with 100 percent after-tax dollars. Contributions are made with 100 percent pretax dollars. Distributions are taxable only prior to age 5913. QUESTION 12 Which of the following is true of accredited investors? They have a net worth in excess of $200,000 They have a net worth of at least $1,000,000, excluding any equity, they have in their primary residence. They have had an annual income in excess of $100,000 for at least the last two years. They have had an annual income in excess of $200,000 for at least the last three years. QUESTION 13 A customer, without giving written authorization, may permit a registered representative to exercise his judgment as to the security the number of shares the price and timing to enter the order whether to buy or sell QUESTION 14 of Buddy Seagull has a limited amount of funds and wants to invest in the pharmaceutical industry but does not want to limit his invester A money-market fund A sector fund A balanced fund A hedge fund

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