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Which one of the following prohibits fraudulent and unfair behavior such as sales practice abuses and insider trading? Multiple Choice The Securities Act of 1933.
Which one of the following prohibits fraudulent and unfair behavior such as sales practice abuses and insider trading?
Multiple Choice
- The Securities Act of 1933.
- The Investment Advisers Act of 1940.
- The Investment Company Act of 1940.
- The Sarbanes-Oxley Act of 2002.
- The Securities Exchange Act of 1934.
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