Question
Which one of the following prohibits fraudulent and unfair behavior such as sales practice abuses and insider trading? Multiple Choice The Securities Act of 1933.
Which one of the following prohibits fraudulent and unfair behavior such as sales practice abuses and insider trading?
Multiple Choice
- The Securities Act of 1933.
- The Investment Advisers Act of 1940.
- The Investment Company Act of 1940.
- The Sarbanes-Oxley Act of 2002.
- The Securities Exchange Act of 1934.
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Income Tax Fundamentals 2013
Authors: Gerald E. Whittenburg, Martha Altus Buller, Steven L Gill
31st Edition
1111972516, 978-1285586618, 1285586611, 978-1285613109, 978-1111972516
