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Which would least likely be classified as an investment adviser by the Securities and Exchange Commission? a. A financial analyst who issues a report on
Which would least likely be classified as an investment adviser by the Securities and Exchange Commission?
a. A financial analyst who issues a report on the performance of value stocks. | ||
b. An analyst who recommends a triple A rated bond to a client. | ||
c. A money manager who makes asset allocation assignments for institutional investors. | ||
d. A financial firm that acts as a dealer in investment grade bonds. |
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