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XYZ firm withholds the pay of an RR as part of a disciplinary action. What is the amount that would need to be exceeded in
XYZ firm withholds the pay of an RR as part of a disciplinary action. What is the amount that would need to be exceeded in order for XYZ to have to report the event to FINRA? A | When a firm withholds pay from an RR as part of a disciplinary action, it must always be reported to FINRA A B When a firm withholds pay from an RR as part of a disciplinary action, it never needs to be reported to FINRA C $2,500 D $10,000
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