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You are working as a financial advisor with LL Investments. This year was a tough year Tol ou, volatility picked up in the markets, and

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You are working as a financial advisor with LL Investments. This year was a tough year Tol ou, volatility picked up in the markets, and a lot of clients lost money. Due to these adverse ffects, you lost a significant portion of your book of business. Clients were complaining, and a ot of them lacked a long-term vision, so they withdrew funds when markets went down. Other clients moved their funds to safer investments, like money market, even though you explained o them that the asset mix is not in-line with their objectives. ou missed your yearly target, and management was disappointed with your results. A lot of your colleagues missed their targets and were laid-off. You're afraid, since you could lose your ob too. You know you have bills to pay, and your emergency fund will last you only six months. But since the industry is experiencing a downturn, it means you won't be able to find such a high paying job as this one. These factors are stressing you out an your looking for solutions. Finally, your husband calls you and mentions that the mortgage will be renewed next month. The mortgage will be renewed at a higher interest rate, since rates went up over the past couple of years. You know you won't afford the monthly mortgage payments, unless you either grow your business or find another job. But your employer signed with you a non-compete agreement, which means you won't be able to find another job. You have only one option, which is growing your book of business. ou started taking actions and analyzing what could be done in order to grow your book of business. Your colleagues are losing clients, while in the meantime, your colleague Debbie, grew her book of business. You decided to meet Debbie and ask her for help. Debbie agreed to meet you, and she started explaining how she stays on top of things in these urbulent times. "It's easy, you just have to know the right people" said Debbie. "Most of the time, I receive investment tips from Mark, an analyst with Top Bank" continued Debbie. "Mark as access to internal reports and I have the opportunity to act on this information prior to the general public, and it works!" said Debbie. Also, she explained how she uses her commission o fund vacations to clients, "sharing is caring" said Debbie. You thanked her for the tips and eft. . As a financial advisor that's licensed to work in this profession you realized that there are certain violations, in the above excerpt. 0 Analyze the FPSC Code of Ethics violations: Note: here is the link for FP Canada STANDARDS OF PROFESSIONAL RESPONSIBILITY: ttps://www.fpcanada.ca/docs/default-source/standards/standards-of-professional- esponsibility.pdf) Deliver the following: 0 Identify the violations, be sure to highlight the type of violation

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