Question
You have received a new recommendation for clients from your research team to buy shares in a listed small tech firm. You decide to call
You have received a new recommendation for clients from your research team to buy shares in a listed small tech firm. You decide to call your largest clients first to see if they are interested in purchasing some of the companys stock, with three going ahead in placing large orders. You then email the rest of your clients to provide them with the research report and start calling clients who you think might transact. Which of the CFAIs standards of professional conduct have you likely breached?
Group of answer choices
Standard II(A)
Standard IV(A)
Standard I(C)
Standard III(B)
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