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Zelma is a registered representative who notices that one of her clients frequently trades illiquid securities among her accounts. Zelma believes that the client may

Zelma is a registered representative who notices that one of her clients frequently trades illiquid securities among her accounts. Zelma believes that the client may be involved in market manipulation and reports her to the compliance department. What regulatory role did Zelma fulfil? Gatekeeper Suitability Principal. Audit

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