Access the SEC home page at www.sec.gov. a. Refer to the Auditing in Practice feature Locating Enforcement
Question:
a. Refer to the Auditing in Practice feature “Locating Enforcement Actions on the SEC Web Site”. Follow the directions and locate an enforcement action taken against an audit firm or an external auditor in the recent past.
b. Identify the most recent Staff Accounting Bulletin that provides guidance to the profession, and describe the guidance given.
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Related Book For
Auditing a risk based approach to conducting a quality audit
ISBN: 978-1133939153
9th edition
Authors: Karla Johnstone, Audrey Gramling, Larry Rittenberg
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