Go to www.sec.gov to research how a new security is approved by the Securities and Exchange Commission.

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Go to www.sec.gov to research how a new security is approved by the Securities and Exchange Commission. What is the process involved and how long would it take? Next, contact a financial institution such as Merrill Lynch and request information about their procedures for issuing or reselling new securities. Share this information with your classmates.
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Business Essentials

ISBN: 978-0133771558

10th edition

Authors: Ronald J. Ebert, Ricky W. Griffin

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