Is a rule promulgated by the SEC excluding fixed indexed annuities (FIA) from the definition of annuity

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Is a rule promulgated by the SEC excluding fixed indexed annuities (FIA) from the definition of "annuity contract" within the meaning of the Securities Act valid?

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Managers and the Legal Environment Strategies for the 21st Century

ISBN: 978-1111530631

7th edition

Authors: Constance E. Bagley

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Question Posted: Mar 17, 2016 03:52 AM

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Is a rule promulgated by the SEC excluding fixed indexed annuities (FIA) from the definition of annuity

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In American Equity Investment Life Insurance Co v SEC 613 F3d 166 DC Cir 2010 the DC Circuit held that Rule 151A was invalid The insurance companies first argued that the SEC erred in excluding FIAs f...View the full answer

Managers and the Legal Environment Strategies for the 21st Century

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