The SEC requires companies to file various forms for specific financial reporting purposes. Below are listed various

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The SEC requires companies to file various forms for specific financial reporting purposes. Below are listed various forms required to be filed with the SEC. Utilize the SEC’s website and describe what each form is used for.

Form #                                 Description
a. Example:             Annual report pursuant to Sections 13 & 15(d)
    10-K
b. 10-Q                     ________________________
c. 11-K                      ________________________
d. 18-K                     ________________________
e. 20-F                      ________________________
f. 40-F                       ________________________
g. 8-K                        ________________________

h. S-1                        ________________________
i. 6-K                         ________________________
j. 40-17F2                 ________________________

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Accounting and Auditing Research Tools and Strategies

ISBN: 978-1119441915

9th edition

Authors: Thomas Weirich, Thomas Pearson, Natalie Tatiana

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