The SEC requires companies to file various forms for specific financial reporting purposes. Below are listed various
Question:
The SEC requires companies to file various forms for specific financial reporting purposes. Below are listed various forms required to be filed with the SEC. Utilize the SEC’s website and describe what each form is used for.
Form # Description
a. Example: Annual report pursuant to Sections 13 & 15(d)
10-K
b. 10-Q ________________________
c. 11-K ________________________
d. 18-K ________________________
e. 20-F ________________________
f. 40-F ________________________
g. 8-K ________________________
h. S-1 ________________________
i. 6-K ________________________
j. 40-17F2 ________________________
Step by Step Answer:
Accounting and Auditing Research Tools and Strategies
ISBN: 978-1119441915
9th edition
Authors: Thomas Weirich, Thomas Pearson, Natalie Tatiana