The Securities Exchange Act of 1934 a. Regulates the public trading of previously issued securities through brokers

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The Securities Exchange Act of 1934

  a. Regulates the public trading of previously issued securities through brokers and exchanges.
  b. Prohibits blue sky laws.
  c. Regulates the initial offering of securities by a company.
  d. Requires the registration of investment advisers.

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Advanced Accounting

ISBN: 978-1259444951

13th edition

Authors: Joe Ben Hoyle, Thomas Schaefer, Timothy Doupni

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