1. Before discussing the situation with your group, and from the perspective of your assigned role, consider whether there are any ethical issues in this situation.

If yes, write them down. Employees in financial services finns are sometimes confronted by confticting allegiances between the company and its clients. In managing customers' stock portfolios, the best timing for buy and sell decisions for clients'

financial positions may not be the most profitable for the financial manager's firm. Investment managers, as a result, must choose a " right" course of action to reconcile conflicting interests.

The Dilemma George Michaels is a customer portfolio manager employed by Premier Power Investments Company. His 35 clients-individual investors-have portfolios with mari

On Monday morning, George's boss, Vicky Greene, infonns him that due to Premier Power Investments Company's sagging revenues, it Is to everyone's benefit to increase the number of transactions in customers'

portfolios.