The primary scope of the 33 Act is the regulation of: a. Trading of securities. b. Original

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The primary scope of the ’33 Act is the regulation of:

a. Trading of securities.

b. Original issuance (and reissuance) of securities.

c. Brokerage houses selling existing securities.

d. Corporate insiders.

e. None of the above

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Business Law And Strategy

ISBN: 9780077614683

1st Edition

Authors: Sean Melvin, David Orozco, F E Guerra Pujol

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Question Posted: Mar 07, 2024 02:01 AM

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The primary scope of the 33 Act is the regulation of: a. Trading of securities. b. Original

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b The 33 Act covers the issuance of securit...View the full answer

Business Law And Strategy

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