Financial Market Regulators The UKs financial markets regulator states that its objectives are to promote efficient, orderly
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Financial Market Regulators The UK’s financial markets regulator states that its objectives are to promote efficient, orderly and fair markets, help retail consumers achieve a fair deal, and improve the country’s business capacity and effectiveness. The German financial markets regulator, BaFin, states that, ‘The objective of securities supervision is to ensure the transparency and integrity of the financial market and the protection of investors.’ Are the British and German objectives consistent with each other? Explain.
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