Inthis chapter you learned about churning. However, this is not the only market abuse. Go online to
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Inthis chapter you learned about "churning." However, this is not the only market abuse. Go online to the FINRA compliance homepage (http://finra.complinet.com/finra/) to research other abuses that the FINRA regulates. Write a short report on your .findings.
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FINRA Financial Industry Regulatory Authority is the regulatory agency that oversees the conduct of ...View the full answer
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