Under the CFP Boards Rules of Conduct, violations of the Rules of Conduct may subject a certificant

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Under the CFP Board’s Rules of Conduct, violations of the Rules of Conduct may subject a certificant or registrant to discipline. Which of the following is true with respect to any such violations?

1.. Discipline extends to the rights of registrants and certificants to use the CFP marks.

2.. The rules are designed to be a basis for legal liability to any third party.

3.. The CFP Board has the exclusive right to ensure that certificants and registrants meet and continue to meet the CFP Board’s initial and ongoing certification requirements.

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Fundamentals Of Financial Planning

ISBN: 9781936602094

3rd Edition

Authors: Michael A Dalton, Joseph Gillice

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