If an auditor performs tests of controls and determines that the control is not effective, what should

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If an auditor performs tests of controls and determines that the control is not effective, what should the auditor’s next step in testing controls be?

a. Document the results of tests of controls and proceed with a primarily substantive approach.

b. Determine if a compensating control exists.

c. Perform tests of controls on compensating controls.

d. Document the results of tests of controls and proceed with the planned audit strategy.

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Auditing A Practical Approach with Data Analytics

ISBN: 978-1119401742

1st edition

Authors: Raymond N. Johnson, Laura Davis Wiley, Robyn Moroney, Fiona Campbell, Jane Hamilton

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Question Posted: Jan 01, 2020 05:16 AM

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If an auditor performs tests of controls and determines that the control is not effective, what should

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Auditing A Practical Approach with Data Analytics

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