Question
1. According to the video, Money Market, funds can be raised in the money market by I. the US treasury II. large credit-worthy firms III.
1.
According to the video, "Money Market", funds can be raised in the money market by
I. the US treasury
II. large credit-worthy firms
III. small credit-worhty firms
IV. individual investors
a.
I only
b.
I and II only
c.
I, II and III only
d.
I, II, III and IV
2.
Which of the following loans is/are not made expressly for purchasing financial securities?
I. A mortgage loan
II. A market loan
III. A margin loan
Select one:
a.
I only
b.
I and II only
c.
II and III only
d.
I, II and III
3.
Securities dealers are like used car dealers because
I. They depend on a selling commission to make a profit
II. They make a profit in the difference between the selling price and their original purchase price
III. Both sell from their inventory
a.
I only
b.
II only
c.
II and III only
d.
I, II, and III
4.
Which of the following is characteristic of private equity and venture capital deals?
I. They require large investment commitments from their investors
II. They provide underwriting only for start-up companies
III. They may end with an initial public offering (IPO) or a merger
Select one:
a.
I only
b.
I and II only
c.
I and III only
d.
I, II, and III
5.
An investment bank pays $90 per share to underwrite a new stock offer. The public pays $100 per share to purchase the new stock. What is the $10 difference called?
I. The lending spread
II. The underwriting spread
III. The bid-ask spread
Select one:
a.
I only
b.
II only
c.
III only
d.
None of these answers are correct
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