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1. Describe at least three types of 'Behavioral Finance' issues or theories 2. What are a fiduciary duties? Explain each. 3. Compare Positivism vs Natural

1. Describe at least three types of 'Behavioral Finance' issues or theories

2. What are a fiduciary duties? Explain each.

3. Compare Positivism vs Natural Law. Give an example of each in finance

4. Give an example of churning, twisting or flipping (loans). Explain the harm done and the rules violated.

5. Discuss a Canadian regulator of Financial markets. Explain mission & key focus.

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