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1. Services provided by securities firms Which of the following are services that are commonly performed by a securities firm? Check all that apply. Setting

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1. Services provided by securities firms Which of the following are services that are commonly performed by a securities firm? Check all that apply. Setting regulatory rules for stock exchanges Managing customer securities portfolios DO Distribution of stock or bond offerings Securitizing mortgages Use the following table to determine which key term best represents each given definition that relates to the services provided by securities firms. Definition Key Term A document that discloses a firm's financial data and describes provisions applicable to the security that the firm plans to issue Asset stripping Bridge loan When a firm creates a new subsidiary and subsequently distributos shares of stock to existing shareholders Prospectus Spin-off This process occurs after a fim targeted for a merger is acquired and some of its resources are divested This acts as a temporary source of financing until the Borrower is able to gain access to other sources of funding

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