1. The Securities Exchange Act of 1934 requires a mutual fund to file a registration statement with the SEC.

A. True

B. False

2. Rank the following in asset size from largest to smallest in 2018.

I. Mutual funds

II. Insurance companies

III. Depository institutions

A. I, II, III

B. III, II, I

C. II, III, I

D. III, I, II

E. I, III, II