1.

U.S. financial market pricing efficiency is promoted by:

I. The time and effort expended by market analysts

II. Knowledgeable and prudent investors

III. "Free" markets with little regulatory oversight

Select one:

a.

I only

b.

I and II only

c.

I and III only

d.

I, II, and III

2.

Which of the following statements is true concerning the secondary market?

I. It is a regulated market

II. It is used for issuing new securities

III. It trades listed stocks exclusively

Select one:

a.

I only

b.

I and II only

c.

I and III only

d.

I, II, and III

3.

According to the video,"Money Market", funds can be invested in the money market by

I. the US treasury

II. large credit-worthy firms

III. small credit-worhty firms

IV. individual investors

a.

I only

b.

I and II only

c.

I, II and III only

d.

I, II, III and IV

4.

In the video, "Money Market", the money market is important to large corporations and banks because it is a market where

I. They can invest if they have excess cash

II. They can invest with low risk

III. They can earn high yields on invested funds

IV. They can borrow if they need additional cash

a.

I and II only

b.

I, II and III only

c.

I II and IV only

d.

I, II, III and IV

5.

In the video, "Getting Things Done Through Capital Markets", the majority of funding for US firms comes from

a.

capial markets

b.

money markets

c.

commercial banks

d.

mortgage markets