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1. What is the main regulatory body that enforced federal security laws? -The SEC -The FDIC -The SPIC -The department of treasury -The Office of

1. What is the main regulatory body that enforced federal security laws?

-The SEC

-The FDIC

-The SPIC

-The department of treasury

-The Office of the comptroller of currency

2. What is the purpose of shelf regulation

-To save time and costs related to issuing new securities

-All of the above

-To cut out the middleman in the next round of issuing new shares

-To facilitate issuance of new securities for the first time by a private firm going public

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