1. What steps did you take in the previous period to improve your portfolio?

2. Choose any two transactions you executed in the last period.

a. What motivated you to make each transaction (e.g. diversification, market trend, gut-feeling)?

b. Did these decisions improve your portfolio?

4. Has your portfolio over-performed or underperformed when compared to the broader market?

5. What steps will you take in the next period to improve your portfolio?

6. What is an appropriate ETF to use as a reference graph for your portfolio?

Stocks/ETFs Mutual Funds CHOOSE: E STANDARD VIEW ONE DAY CHART I 30 DAY CHART W YEAR CHART EXPORT GLOBALSTAR INC. APPLIED DNA SCIENCES INC. ACCELERATE DIAGNOSTICS IN... ERYTECH PHARMA - ADR 1.80 6.50 7.00 6.00 1.70 6.50 5.50 7.00 6.00 5.00 4.00 3.00 2.00 1.60 6.00 5.00 1.50 5.50 4.50 11 18 25 1.40 Nov quotemedia 11 4.00 Nov quotemedia 18 25 5.00 Nov quotemedia 11 18 25 1.00 Nov quotemedia Globalstar Image not available Image not available Image not available GSAT 1.61 -0.08 APDN 5.66 -0.06 AXDX 6.22 0.14 ERYP 2.37 -0.28 Price Paid: $2.52 Qty: 1 Return: -36.11% Price Paid: $5.68 Qty: 1 Return: -0.33% Price Paid: $5.71 Qty: 1 Return: 8.93% Price Paid: $2.48 Qty: 1 Return: -4.44% Total Market Value Long: $15.86 Total Market Value Short: $0.00 Transaction Type All Start Date 09/08/2021 End Date 11/05/2021 GO EXPORT DATE BUY/SELL QUANTITY SYMBOL PRICE TOTAL COST 11/05/2021 Market - Buy 1 ERYP 2.48 -2.48 ADD/VIEW NOTES 11/05/2021 Market - Buy 1 1 APDN 5.68 -5.68 ADD/VIEW NOTES 09/28/2021 Market - Buy 1 AXDX 5.71 -5.71 ADD/VIEW NOTES / 09/28/2021 Market - Sell 1 CEI 3.24 3.24 ADD/VIEW NOTES 09/27/2021 Market - Buy 1 CEI 2.54 -2.54 ADD/VIEW NOTES 09/08/2021 Market - Buy 1 GSAT 2.52 -2.52 ADD/VIEW NOTES / Stocks/ETFs Mutual Funds CHOOSE: E STANDARD VIEW ONE DAY CHART I 30 DAY CHART W YEAR CHART EXPORT GLOBALSTAR INC. APPLIED DNA SCIENCES INC. ACCELERATE DIAGNOSTICS IN... ERYTECH PHARMA - ADR 1.80 6.50 7.00 6.00 1.70 6.50 5.50 7.00 6.00 5.00 4.00 3.00 2.00 1.60 6.00 5.00 1.50 5.50 4.50 11 18 25 1.40 Nov quotemedia 11 4.00 Nov quotemedia 18 25 5.00 Nov quotemedia 11 18 25 1.00 Nov quotemedia Globalstar Image not available Image not available Image not available GSAT 1.61 -0.08 APDN 5.66 -0.06 AXDX 6.22 0.14 ERYP 2.37 -0.28 Price Paid: $2.52 Qty: 1 Return: -36.11% Price Paid: $5.68 Qty: 1 Return: -0.33% Price Paid: $5.71 Qty: 1 Return: 8.93% Price Paid: $2.48 Qty: 1 Return: -4.44% Total Market Value Long: $15.86 Total Market Value Short: $0.00 Transaction Type All Start Date 09/08/2021 End Date 11/05/2021 GO EXPORT DATE BUY/SELL QUANTITY SYMBOL PRICE TOTAL COST 11/05/2021 Market - Buy 1 ERYP 2.48 -2.48 ADD/VIEW NOTES 11/05/2021 Market - Buy 1 1 APDN 5.68 -5.68 ADD/VIEW NOTES 09/28/2021 Market - Buy 1 AXDX 5.71 -5.71 ADD/VIEW NOTES / 09/28/2021 Market - Sell 1 CEI 3.24 3.24 ADD/VIEW NOTES 09/27/2021 Market - Buy 1 CEI 2.54 -2.54 ADD/VIEW NOTES 09/08/2021 Market - Buy 1 GSAT 2.52 -2.52 ADD/VIEW NOTES /