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1.) Which of the following would not be considered a security under the 1933 Act? a. Limited Partnership Interest b. Bonds c. Pension fund d.

1.) Which of the following would not be considered a security under the 1933 Act? a. Limited Partnership Interest b. Bonds c. Pension fund d. Sub chapter S corporate stock 2.) Limited Partners: a.) can use their name in the partnership name b.) can contribute management services to the partnership c.) cannot advise the general partner 3.) Under Sarbanes-Oxley, when must a company file an 8-K? a.) every quarter b.) Annually c.) Only when selling stock d.) Within two days of any changes listed in the statute d.) none of the above

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