1. Which the following requires new issues to file a registration statement and issue a prospectus?

a. Dodd-Frank Act of 2010

b. Glass- Steagall Act of 1933

c. Securities Exchange Act of 1934

d. Securities Act of 1933

2. The best criterion for in an investment decision:

a. finance all capital budgeting projects with debt

b. minimize the cost of the investment

c. maximize the difference between cash inflows and cost

d. maximize the number of capital budgeting projects

3. Three building blocks of finance are?

a. Financing decision, investment decision, marketing decision

b. Financing decision, capital structure decision and working capital management decision.

c. Financing decision, capital bugeting decision and working capital management decision.

d. Capital structure decision, marketing decision, capital budgeting decision.