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11. The chief audit executive's responsibility for assessing and reporting on control processes includes A. Communicating to senior management and the board an annual judgment
11. The chief audit executive's responsibility for assessing and reporting on control processes includes A. Communicating to senior management and the board an annual judgment about internal cont B. Overseeing the establishment of internal control processes. C. Implementing the organization's governance processes. D. Arriving at a single assessment based solely on the work of the internal audit activity. 12. A purpose of the internal auditors' exit meeting with appropriate levels of the auditee's management is to a. Inform members of the board of engagement results. b. Obtain management's input on the results of audit findings. c. Present the final engagement communication to the chief executive officer. d. Obtain information to evaluate the client's internal control structure. 3. Which of the following least likely to appear in an engagement final communication? a. Staffing b. Results c. Scope d. Objective . Which of the following is least likely to be part of the closing or exit conference? a. Discussion of engagement observations. b. Management's action plans to respond to findings. c. Identify concerns for future engagements. d. Resolution of conflicts
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