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11) What is a shelf registration? 12) What is EDGAR? 13) Discuss the objectives of the Securities Act of 1933 and the Securities Exchange Act

11) What is a shelf registration?

12) What is EDGAR?

13) Discuss the objectives of the Securities Act of 1933 and the Securities Exchange Act of 1934. How are these objectives accomplished?

14) What is the importance of a Form 8K? What is the importance of a proxy statement?

15) Which organizations are normally exempted from the SECs registration requirements?

16) List the Securities Act Forms.

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