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13 15 The term securities generally refers to: O notes. stocks. O bonds. all of these choices. 14 19 The Howey test is used to
13 15 The term securities generally refers to: O notes. stocks. O bonds. all of these choices. 14 19 The Howey test is used to determine: compliance with securities regulations. what types of investment contracts can be considered securities. what constitutes fraud in securities exchange. securities that qualify for exemption from registration requirements. 15 19 Moore is the president of a large corporation. He tells his friend Henshaw that the corporation has developed a new product, unknown to the public that will greatly increase the corporation's stock price. Henshaw immediately buys large amounts of stock in the corporation. This situation is an example of: insider trading. a Ponzi scheme. cooking the company's books. violation of a blackout period
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