1)Why did investors start using ticker symbols?

	It was faster to move news using telegraphs with short names
	Investors liked to use "Text Speak" to communicate in code
	To confuse "casual" investors and keep trading to professionals
	It makes it faster to look up multiple companies at a time on a computer

2)

What is Capital Preservation?

	To make sure you don't lose your initial investment
	To make sure you keep the gains you make investing
	When companies buy back stock
	It is when you use Stop orders

3)

Which page will show you your pending limit orders?

	Account Balance Page
	Quotes Page
	Order History
	Transaction History

4)

Which page allows you to view all your current holdings?

	Closed Positions Page
	Transaction History Page
	Portfolio Sumary Page
	Open Positions Page

5)

How do you buy ETFs?

	Like a mutual fund, trading at the end of the day
	Like a bond, you can buy and sell at any time but it eventually expires
	You can only buy ETFs at their Initial Public Offering (IPO)
	Like a stock, with the price constantly updating

6)

f a Mutual Fund order is placed during trading hours when will it execute?

	As soon as order is placed
	Next business day
	After the market closes on the same day
	None of the above

7)

What does the quantity tab for mutual funds represent when buying?

	Quantity being bought/sold
	Dollar Amount of the order
	Quantity of equivalent stocks which can be bought
	None of the above

8)

How often is interest paid on bonds?

	Every day
	Once per week
	Once per month
	Once per Hour

9)

hat is a major disadvanage of using Limit Buy orders?

	It puts a cap on potential profits
	They only execute at the end of the day
	Does not take market price into consideration
	You may miss out on potential gains

10)

Are Limit Buy Orders set above or below the market price?

	Below
	Above
	Same price as market price
	None of the above

Are limit sell orders placed above or below the market price

	Below
	Above
	Same price as market
	None of the above

11)What is a major disadvantage of using Stop Orders?

	Maximizes losses
	You can miss out on gains
	They are riskier than regular trades
	All of the above

12)

Where should a stop sell price be set?

	At market price
	Above the market price
	Below the market price
	None of the above

13)

What price should a Trailing Stop Order be set at?

	Above Market Price
	Below Market Price
	Not relative to the market price
	Any of the above

14)

How many types of Order Terms exist on this platform?

	2
	3
	1
	4

15)If you wanted to work with mutual funds, which organization has a certification just for you?

	FINRA
	The CFA Institute
	Certified Financial Planner Board of Standards
	The Institute of Business & Finance

16)

Which group of students had the highest starting salaries after graduation?

	Students who had a paid internship while in school
	Students who had an unpaid internship while in school
	Students who had any internship while in school
	Students who had no internships

17)

Which group of students had the most secure jobs after graduation?

	Students who had a paid internship while in school
	Students who had an unpaid internship while in school
	Students who had any internship while in school
	Students who had no internships