20 points Under the Securities Act of 1933, the denition of a security excludes a promissory note that matures not more than nine months from the date of Issuance. True False 20 points The Sarbanes-Oxley Act of 2002 extends the statute of limitations to three years after discovery of facts constituting a violation of Section 11 of the 1933 Act and seven years after the violation. True False 20 points Securities Exchange Act Rule 10b75 liability attaches to anyone who trades in securities for personal prot using condential information misappropriated in a breach of duciary duty owed to the source of the information True False 20 points The underwriting is typically used only to sell common shares to existing shareholders pursuant to a preemptive rights offering. standby sponsorship best efforts rm commitment 20 points Baronial Company plans to make a registered offering of its preferred shares pursuant to the Securities Act of 1933. After ling a registration statement with the Securities and Exchange Commission but prior to its effective date, which of the followrng will violate Section 5 of the Securities Act of 1933? An oral offer at a sales meeting attended by 50 prospective investors. a? An oral offer to sell the shares made by telephone to 50 prospective investors. Sending letters to 50 prospective investors noting that projected earnings are up 15 percent Inperson oral otters to sell the shares to 50 prospective Investors