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28. Read and understand below statements and select 2 which are INCORRECT. I. The Commission has the final say on the power to prohibit trading
28. Read and understand below statements and select 2 which are INCORRECT. I. The Commission has the final say on the power to prohibit trading in particular securities and may do so on verbal notice to the stock exchange only. II. The Commission has the power to prohibit trading in particular securities and may do so on written notice to the stock exchange only. III. The Commission has the power to prohibit trading in particular securities and may do so on written notice to the stock exchange and the issuer of the securities. IV. An approved stock exchange must notify the Commission of any disciplinary action it has taken against any member of the exchange
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Intellectual Property- The Law of Trademarks, Copyrights, Patents, and Trade Secrets
Authors: Deborah E. Bouchoux
3rd Edition
978-1111648572, 1111648573, 1428318364, 978-1428318366
