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3. Samantha works as a portfolio manager for Wealth Management and Mr. Z is one of her clients. Mr. Z offers Samantha a One Hundred
3. Samantha works as a portfolio manager for Wealth Management and Mr. Z is one of her clients. Mr. Z offers Samantha a One Hundred Thousand Dollar bonus over and above her normal Wealth Management salary if she can cause his portfolio to increase by 18 percent or more over the course of the year. To comply with the Standards, Samantha: a) Cannot accept this offer because it will interfere with her independence and objectivity regarding investment decisions and recommendations. b) Can accept this offer as long as she discloses the arrangement to her employer and receives its consent. Can accept this offer, and then wait to see if she earns the bonus from her client before having to report it to her employer
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