Question
.A CFA member faced with a situation/event that may involve a breach of the CFA Standards, for example CFA Standard I, can make which of
.A CFA member faced with a situation/event that may involve a breach of the CFA Standards, for example CFA Standard I, can make which of the following final determinations in relation to whether the situation/event did involve such CFA violation?
Group of answer choices
a. no
b. maybe
c. maybe or no
d. yes
e. yes or no
f. maybe or yes
2.Miss Taylor Wren is finalising her notes prior to making an investment presentation to her clients, Aaron and Lydia Stoner, who are planning to his retire in the next year at ages 65 and 62 respectively. In the process of her investment analysis and recommendations, Taylor must make sure that in her presentation she:
Group of answer choices
a. only presents facts
b. is careful to present a greater amount of facts than opinions
c. is careful to adequately separate facts and opinions
d. is careful to presents a greater amount of opinions than facts
3.The CFA Institute Code of Ethics are designed to apply at a level:
Group of answer choices
a. above the application of any government regulations
b. equal to the CFA Standards of Professional Conduct
c. above the CFA Standards of Professional Conduct
d. below the CFA Standards of Professional Conduct
Step by Step Solution
There are 3 Steps involved in it
Step: 1
Get Instant Access to Expert-Tailored Solutions
See step-by-step solutions with expert insights and AI powered tools for academic success
Step: 2
Step: 3
Ace Your Homework with AI
Get the answers you need in no time with our AI-driven, step-by-step assistance
Get Started