A designated principal at a member firm has just received a new email list of known and suspected persons and entities from Finen. Upon review of the list, the principal notices that one of the businesses on the list has an account with his firm. Which of the following is true? The principal must take steps to freeze the account. Correct The principal must notify Finen within 14 days. Your Answer The principal must take steps to investigate the account and the agent who introduced the account to the firm. The principal must notify senior management