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A loan received by a registered representative from which of the following customers is only permitted after receiving written approval from a principal of the
A loan received by a registered representative from which of the
following customers is only permitted after receiving written approval
from a principal of the employing firm?
A A loan from an institution that's regularly engaged in lending for home improvements
A loan from the representative's brother for the education expenses of the representative's son
C
A loan from a friend to cover unanticipated expenses that arose from a medical emergency
A loan from the representative's father to pay for wedding expenses
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