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A mortgage broker who holds one licence, being an ACL, tells his customer that his recommendation would be that they invest their money in blue-chip

A mortgage broker who holds one licence, being an ACL, tells his customer that his recommendation would be that they invest their money in blue-chip shares rather than real estate, using the money the customer has in their self-managed superannuation fund. What additional license would they need to provide such advice?

Question 17Answer

a.Financial Services Licence

b.Financial Planner Licence

c.Estate Planning Licence

d.Securities and Investment Licence

e.Stockbroker Licence

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