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After becoming registered, a representative is required to complete the regulatory element of the continuing education requirements. If the representative does not complete it on
After becoming registered, a representative is required to complete the regulatory element of the continuing education requirements. If the representative does not complete it on time, they are deemed to be CE inactive. A representative who becomes CE inactive:
A Is not allowed to work in the industry
Cannot perform the duties of a registered person
Cannot be paid commissions
Cannot perform the duties of a registered person or be paid commissions
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