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All the following industry practices are considered unethical by industry regulators except Using high - pressure or otherwise undesirable selling techniques An investment advisor trading
All the following industry practices are considered unethical by industry regulators
except
Using highpressure or otherwise undesirable selling techniques
An investment advisor trading in her own account after completing the same
trade on behalf of a client
Making an untrue trade that involved no change to the beneficial ownership of
securities
Entering, or trying to enter, into any arrangement to sell and repurchase a
security to manipulate a financial market
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