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All the following industry practices are considered unethical by industry regulators except . . . . Question 3 0 options: Using high - pressure or
All the following industry practices are considered unethical by industry regulators except
Question options:
Using highpressure or otherwise undesirable selling techniques
An investment advisor trading in her own account after completing the same trade on behalf of a client
Making an untrue trade that involved no change to the beneficial ownership of securities
Entering, or trying to enter, into any arrangement to sell and repurchase a security to manipulate a financial market
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