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An underwriter associated with Alpha's public offering prepares and distributes a free writing prospectus in the form of a brochure. Although Alpha's registration statement is
An underwriter associated with Alpha's public offering prepares and distributes a free writing prospectus in the form of a brochure. Although Alpha's registration statement is accurate, the brochure is materially misleading in a number of respects. May Section 12(a)(2) be a basis for underwriter liability? Does it make a difference if Alpha is an emerging growth company
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