Answered step by step
Verified Expert Solution
Question
1 Approved Answer
As an investment advisor, when can you disclose confidential client information? A When the client terminates his account and ceases to be a current client.
As an investment advisor, when can you disclose confidential client information?
A When the client terminates his account and ceases to be a current client.
B If you are reasonably certain that a law has been violated.
C When a prospective client has not signed up with your firm, and she can not be called a client.
D Never. Client information can never be disclosed to outsiders. It is against the CFA Institute Standards.
Step by Step Solution
There are 3 Steps involved in it
Step: 1
Get Instant Access to Expert-Tailored Solutions
See step-by-step solutions with expert insights and AI powered tools for academic success
Step: 2
Step: 3
Ace Your Homework with AI
Get the answers you need in no time with our AI-driven, step-by-step assistance
Get Started