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As an investment advisor, when can you disclose confidential client information? A When the client terminates his account and ceases to be a current client.

As an investment advisor, when can you disclose confidential client information?

A When the client terminates his account and ceases to be a current client.

B If you are reasonably certain that a law has been violated.

C When a prospective client has not signed up with your firm, and she can not be called a client.

D Never. Client information can never be disclosed to outsiders. It is against the CFA Institute Standards.

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