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Assume the SEC launches a formal investigation into the firm's questionable ethical practices. Assume further that you're the senior investigator. Under Sarbanes-Oxley regulations, what specific

Assume the SEC launches a formal investigation into the firm's questionable ethical practices. Assume further that you're the senior investigator. Under Sarbanes-Oxley regulations, what specific kinds or types of compliance violations will you and your team investigate? What department or divisions will you speak with and investigate to carry out your investigation(s)? How will investors learn about these investigations and any actions taken by the SEC

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