Babs would like to offer publicly traded stock as a form of ownership in her company. The process of listing her company feels daunting, so she has reached out to a(n) ___________.

1) savings and loan association

2) securities broker

3) securities dealer

4) investment bank

Gloria manages the investment portfolio for her company. She is responsible for buying and selling securities that will help grow the companys net worth while also supporting industries that align with her companys values. Gloria can best be described as a(n) ___________. s

1) securities broker

2) investment banker

3) credit union dealer

4) securities dealer