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Before going public, a firm must file a registration a) Intemal Revenue Service b) Securities and Exchange Commission c) Department of the Treasury d) Federal

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Before going public, a firm must file a registration a) Intemal Revenue Service b) Securities and Exchange Commission c) Department of the Treasury d) Federal Trade Commission statement with the The stocks of firms that don't t meet listing requirements for stock exchanges are traded on the requirements for market b) over-the-counter e) private equity d) limited offer 7 Wazen Buffet is comsidered by many to be the world's most famous value investor. As a vau investor Warren Buffet favers a) timing theinurket in order to predict when prices of specific stocks are likely to rise and fal b) comptmies that have the potential to grow much faster than average over a period of time c) finding stocks that are priced in the market below the intrinsic worth of the company buying preferred stocks and bonds in order to generate a steady, predictable how of income d) 48 is an index based on the adjusted average price of stocks of 30 major corporations picked by editors of the Wall Street Journal. a) Dow Jones Industrial Average b) Standard and Poor's 500 c) NASDAQComposite ladex d) Nikkei 225 index The is a broad stock index that includes many of the largest and best-known United State a) Standard&Poor's 500 b) FTSE 100 c) DAX ) Nikkei 25o 5The three base types of securities corporations issue to rise long-term financial capital are stocks, commercial paper, and debentures b) cash, debentures, and accounts receivables c) common stock, preferred stock, and bonds d) dividends, interest, and capital gains

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