Question
Broker Harry leaves on vacation for three weeks and does not leave a key to the storage facility where he keeps his records. Why might
Broker Harry leaves on vacation for three weeks and does not leave a key to the storage facility where he keeps his records. Why might this result in disciplinary action?
FREC only gives 24 hours notice to inspect records and he would be fined if they could not gain access to them.
There is not a problem since his Admin Assistant is good at taking messages and would make an appointment for them to come back when he has returned.
DBPR needs access to inspect records during regular business hours and he would risk disciplinary action if they wanted to see his records while he was away.
The storage unit might catch fire and no-one would be able to rescue the documents.
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